{"id":1189,"date":"2024-05-12T07:13:45","date_gmt":"2024-05-12T07:13:45","guid":{"rendered":"https:\/\/bitcoinnewscrypto.com\/vi\/?p=1189"},"modified":"2024-05-12T07:13:48","modified_gmt":"2024-05-12T07:13:48","slug":"sec-vs-kraken-crypto-regulation-battle","status":"publish","type":"post","link":"https:\/\/bitcoinnewscrypto.com\/vi\/news\/sec-vs-kraken-crypto-regulation-battle\/","title":{"rendered":"SEC ki\u1ec7n Kraken: Cu\u1ed9c chi\u1ebfn v\u1ec1 c\u00e1c quy \u0111\u1ecbnh ti\u1ec1n m\u00e3 h\u00f3a"},"content":{"rendered":"

SEC ki\u1ec7n Kraken: Cu\u1ed9c chi\u1ebfn v\u1ec1 quy \u0111\u1ecbnh ti\u1ec1n m\u00e3 h\u00f3a<\/h2>\n\n

Th\u1ebf gi\u1edbi ti\u1ec1n m\u00e3 h\u00f3a \u0111ang ph\u00e1t tri\u1ec3n nhanh ch\u00f3ng v\u00e0 c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd \u0111ang \u0111\u1ea5u tranh \u0111\u1ec3 b\u1eaft k\u1ecbp t\u1ed1c \u0111\u1ed9 n\u00e0y. \u0110i\u1ec1u n\u00e0y \u0111\u00e3 d\u1eabn \u0111\u1ebfn m\u1ed9t cu\u1ed9c \u0111\u1ee5ng \u0111\u1ed9 gi\u1eefa SEC, \u1ee6y ban Ch\u1ee9ng kho\u00e1n v\u00e0 Giao d\u1ecbch Hoa K\u1ef3 v\u00e0 Kraken<\/a>, m\u1ed9t s\u00e0n giao d\u1ecbch ti\u1ec1n m\u00e3 h\u00f3a ph\u1ed5 bi\u1ebfn.<\/p>\n\n

SEC c\u00e1o bu\u1ed9c<\/h3>\n\n

V\u00e0o th\u00e1ng 11 n\u0103m 2023, SEC \u0111\u00e3 c\u00e1o bu\u1ed9c Kraken ho\u1ea1t \u0111\u1ed9ng nh\u01b0 m\u1ed9t s\u00e0n giao d\u1ecbch ch\u1ee9ng kho\u00e1n ch\u01b0a \u0111\u0103ng k\u00fd<\/a>, c\u00f4ng ty m\u00f4i gi\u1edbi, \u0111\u1ea1i l\u00fd v\u00e0 t\u1ed5 ch\u1ee9c thanh to\u00e1n b\u00f9 tr\u1eeb. SEC c\u00e1o bu\u1ed9c r\u1eb1ng Kraken \u0111\u00e3 t\u1ea1o \u0111i\u1ec1u ki\u1ec7n thu\u1eadn l\u1ee3i cho vi\u1ec7c mua v\u00e0 b\u00e1n c\u00e1c t\u00e0i s\u1ea3n ti\u1ec1n m\u00e3 h\u00f3a m\u00e0 h\u1ecd coi l\u00e0 “h\u1ee3p \u0111\u1ed3ng \u0111\u1ea7u t\u01b0” v\u00e0 do \u0111\u00f3 ph\u1ea3i tu\u00e2n theo lu\u1eadt ch\u1ee9ng kho\u00e1n.<\/p>\n\n

Theo SEC, b\u1eb1ng c\u00e1ch kh\u00f4ng \u0111\u0103ng k\u00fd c\u00e1c ch\u1ee9c n\u0103ng n\u00e0y, Kraken \u0111\u00e3 t\u01b0\u1edbc \u0111i c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 nh\u1eefng bi\u1ec7n ph\u00e1p b\u1ea3o v\u1ec7 quan tr\u1ecdng, ch\u1eb3ng h\u1ea1n nh\u01b0 c\u00e1c cu\u1ed9c thanh tra c\u1ee7a SEC, c\u00e1c y\u00eau c\u1ea7u l\u01b0u h\u1ed3 s\u01a1 v\u00e0 c\u00e1c bi\u1ec7n ph\u00e1p b\u1ea3o v\u1ec7 ch\u1ed1ng l\u1ea1i xung \u0111\u1ed9t l\u1ee3i \u00edch. Khi\u1ebfu n\u1ea1i c\u1ee7a SEC c\u0169ng n\u00eau l\u00ean m\u1ed1i quan ng\u1ea1i v\u1ec1 c\u00e1c ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a Kraken, bao g\u1ed3m c\u1ea3 vi\u1ec7c tr\u1ed9n l\u1eabn ti\u1ec1n c\u1ee7a kh\u00e1ch h\u00e0ng v\u00e0 t\u00e0i s\u1ea3n ti\u1ec1n m\u00e3 h\u00f3a v\u1edbi ti\u1ec1n c\u1ee7a ch\u00ednh h\u1ecd, \u0111i\u1ec1u m\u00e0 h\u1ecd cho l\u00e0 t\u1ea1o ra r\u1ee7i ro m\u1ea5t m\u00e1t cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n\n

Kraken ph\u1ea3n ph\u00e1o<\/h3>\n\n

Kraken ph\u1ea3n \u0111\u1ed1i m\u1ea1nh m\u1ebd nh\u1eefng c\u00e1o bu\u1ed9c c\u1ee7a SEC. H\u1ecd l\u1eadp lu\u1eadn r\u1eb1ng SEC \u0111ang c\u1ed1 g\u1eafng m\u1edf r\u1ed9ng th\u1ea9m quy\u1ec1n c\u1ee7a m\u00ecnh v\u01b0\u1ee3t ra ngo\u00e0i c\u00e1c gi\u1edbi h\u1ea1n ph\u00e1p l\u00fd v\u00e0 r\u1eb1ng c\u00e1c t\u00e0i s\u1ea3n ti\u1ec1n m\u00e3 h\u00f3a \u0111\u01b0\u1ee3c giao d\u1ecbch tr\u00ean n\u1ec1n t\u1ea3ng c\u1ee7a h\u1ecd kh\u00f4ng ph\u1ea3i l\u00e0 ch\u1ee9ng kho\u00e1n theo ngh\u0129a c\u1ee7a Th\u1eed nghi\u1ec7m Howey, m\u1ed9t v\u1ee5 \u00e1n c\u1ee7a T\u00f2a \u00e1n T\u1ed1i cao \u0111\u1ecbnh ngh\u0129a v\u1ec1 h\u1ee3p \u0111\u1ed3ng \u0111\u1ea7u t\u01b0.<\/p>\n\n

Lu\u1eadt s\u01b0 c\u1ee7a Kraken ch\u1ec9 ra r\u1eb1ng SEC \u0111\u00e3 kh\u00f4ng x\u00e1c \u0111\u1ecbnh r\u00f5 r\u00e0ng nh\u1eefng t\u00e0i s\u1ea3n ti\u1ec1n m\u00e3 h\u00f3a c\u1ee5 th\u1ec3 n\u00e0o m\u00e0 h\u1ecd coi l\u00e0 ch\u1ee9ng kho\u00e1n. H\u1ecd l\u1eadp lu\u1eadn r\u1eb1ng SEC \u0111ang y\u00eau c\u1ea7u t\u00f2a ch\u1ea5p nh\u1eadn m\u1ed9t kh\u00e1i ni\u1ec7m m\u01a1 h\u1ed3 v\u1ec1 “h\u1ec7 sinh th\u00e1i \u0111\u1ea7u t\u01b0” thay v\u00ec t\u1eadp trung v\u00e0o c\u00e1c t\u00e0i s\u1ea3n th\u1ef1c s\u1ef1 \u0111ang \u0111\u01b0\u1ee3c giao d\u1ecbch.<\/p>\n\n

H\u1ee3p \u0111\u1ed3ng \u0111\u1ea7u t\u01b0 l\u00e0 g\u00ec?<\/h3>\n\n

Th\u1eed nghi\u1ec7m Howey thi\u1ebft l\u1eadp ba ti\u00eau ch\u00ed ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00e1p \u1ee9ng \u0111\u1ec3 m\u1ed9t kho\u1ea3n \u0111\u1ea7u t\u01b0 \u0111\u01b0\u1ee3c coi l\u00e0 ch\u1ee9ng kho\u00e1n:<\/p>\n\n

    \n
  1. \u0110\u1ea7u t\u01b0 ti\u1ec1n<\/li>\n
  2. V\u00e0o m\u1ed9t doanh nghi\u1ec7p chung<\/li>\n
  3. V\u1edbi k\u1ef3 v\u1ecdng s\u1ebd c\u00f3 l\u1ee3i nhu\u1eadn t\u1eeb nh\u1eefng n\u1ed7 l\u1ef1c c\u1ee7a ng\u01b0\u1eddi kh\u00e1c<\/li>\n<\/ol>\n\n

    Kraken l\u1eadp lu\u1eadn r\u1eb1ng t\u00e0i s\u1ea3n ti\u1ec1n m\u00e3 h\u00f3a kh\u00f4ng \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau ch\u00ed n\u00e0y. C\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 kh\u00f4ng \u0111\u1eb7t ti\u1ec1n v\u00e0o m\u1ed9t doanh nghi\u1ec7p chung v\u1edbi k\u1ef3 v\u1ecdng s\u1ebd c\u00f3 l\u1ee3i nhu\u1eadn ch\u1ec9 t\u1eeb nh\u1eefng n\u1ed7 l\u1ef1c c\u1ee7a Kraken. H\u1ecd mua v\u00e0 b\u00e1n c\u00e1c t\u00e0i s\u1ea3n k\u1ef9 thu\u1eadt s\u1ed1, v\u1edbi hy v\u1ecdng r\u1eb1ng gi\u00e1 tr\u1ecb c\u1ee7a c\u00e1c t\u00e0i s\u1ea3n \u0111\u00f3 s\u1ebd t\u0103ng theo th\u1eddi gian.<\/p>\n\n

    T\u01b0\u01a1ng lai c\u1ee7a quy \u0111\u1ecbnh ti\u1ec1n m\u00e3 h\u00f3a<\/h3>\n\n

    V\u1ee5 ki\u1ec7n c\u1ee7a SEC ch\u1ed1ng l\u1ea1i Kraken l\u00e0 m\u1ed9t v\u1ee5 vi\u1ec7c mang t\u00ednh b\u01b0\u1edbc ngo\u1eb7t c\u00f3 th\u1ec3 c\u00f3 nh\u1eefng t\u00e1c \u0111\u1ed9ng \u0111\u00e1ng k\u1ec3 \u0111\u1ebfn t\u01b0\u01a1ng lai c\u1ee7a vi\u1ec7c qu\u1ea3n l\u00fd ti\u1ec1n m\u00e3 h\u00f3a. N\u1ebfu SEC th\u1eafng ki\u1ec7n, h\u1ecd c\u00f3 th\u1ec3 bu\u1ed9c c\u00e1c s\u00e0n giao d\u1ecbch ti\u1ec1n m\u00e3 h\u00f3a ph\u1ea3i \u0111\u0103ng k\u00fd v\u1edbi SEC v\u00e0 tu\u00e2n th\u1ee7 m\u1ed9t b\u1ed9 quy \u0111\u1ecbnh ho\u00e0n to\u00e0n m\u1edbi. \u0110i\u1ec1u n\u00e0y c\u00f3 th\u1ec3 l\u00e0m ch\u1eadm s\u1ef1 t\u0103ng tr\u01b0\u1edfng c\u1ee7a ng\u00e0nh c\u00f4ng nghi\u1ec7p ti\u1ec1n m\u00e3 h\u00f3a v\u00e0 g\u00e2y kh\u00f3 kh\u0103n cho c\u00e1c doanh nghi\u1ec7p m\u1edbi tham gia th\u1ecb tr\u01b0\u1eddng.<\/p>\n\n

    M\u1eb7t kh\u00e1c, n\u1ebfu Kraken th\u1eafng ki\u1ec7n, \u0111\u00e2y c\u00f3 th\u1ec3 l\u00e0 m\u1ed9t tr\u1edf ng\u1ea1i l\u1edbn \u0111\u1ed1i v\u1edbi nh\u1eefng n\u1ed7 l\u1ef1c c\u1ee7a SEC nh\u1eb1m qu\u1ea3n l\u00fd kh\u00f4ng gian ti\u1ec1n m\u00e3 h\u00f3a. \u0110i\u1ec1u n\u00e0y c\u0169ng c\u00f3 th\u1ec3 d\u1eabn \u0111\u1ebfn nhi\u1ec1u \u0111\u1ed5i m\u1edbi v\u00e0 t\u0103ng tr\u01b0\u1edfng h\u01a1n trong ng\u00e0nh.<\/p>\n\n

    \u0110i\u1ec1u n\u00e0y c\u00f3 \u00fd ngh\u0129a g\u00ec \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0?<\/h3>\n\n

    V\u1ee5 ki\u1ec7n c\u1ee7a SEC ch\u1ed1ng l\u1ea1i Kraken l\u00e0 m\u1ed9t tr\u1eadn chi\u1ebfn ph\u00e1p l\u00fd ph\u1ee9c t\u1ea1p v\u1edbi nh\u1eefng h\u1eadu qu\u1ea3 s\u00e2u r\u1ed9ng. C\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 n\u00ean nh\u1eadn th\u1ee9c \u0111\u01b0\u1ee3c nh\u1eefng r\u1ee7i ro ti\u1ec1m \u1ea9n li\u00ean quan \u0111\u1ebfn vi\u1ec7c giao d\u1ecbch ti\u1ec1n m\u00e3 h\u00f3a, \u0111\u1eb7c bi\u1ec7t l\u00e0 tr\u00ean c\u00e1c s\u00e0n giao d\u1ecbch ch\u01b0a \u0111\u0103ng k\u00fd. \u0110i\u1ec1u quan tr\u1ecdng l\u00e0 ph\u1ea3i t\u1ef1 m\u00ecnh nghi\u00ean c\u1ee9u v\u00e0 hi\u1ec3u b\u1ed1i c\u1ea3nh ph\u00e1p l\u00fd tr\u01b0\u1edbc khi \u0111\u1ea7u t\u01b0 v\u00e0o b\u1ea5t k\u1ef3 t\u00e0i s\u1ea3n ti\u1ec1n m\u00e3 h\u00f3a n\u00e0o.<\/p>","protected":false},"excerpt":{"rendered":"

    SEC ki\u1ec7n Kraken: Cu\u1ed9c chi\u1ebfn v\u1ec1 quy \u0111\u1ecbnh ti\u1ec1n m\u00e3 h\u00f3a Th\u1ebf gi\u1edbi ti\u1ec1n m\u00e3 h\u00f3a \u0111ang ph\u00e1t tri\u1ec3n nhanh ch\u00f3ng v\u00e0 c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd \u0111ang \u0111\u1ea5u tranh…<\/p>\n","protected":false},"author":1,"featured_media":1192,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3],"tags":[],"class_list":["post-1189","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-news"],"_links":{"self":[{"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/posts\/1189","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/comments?post=1189"}],"version-history":[{"count":2,"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/posts\/1189\/revisions"}],"predecessor-version":[{"id":1191,"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/posts\/1189\/revisions\/1191"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/media\/1192"}],"wp:attachment":[{"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/media?parent=1189"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/categories?post=1189"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bitcoinnewscrypto.com\/vi\/wp-json\/wp\/v2\/tags?post=1189"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}